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August 16, 2002
Louis
Zarfas
Editor-in-Chief
JPTOS
Re: Law of Corroboration
Dear
Mr. Zarfas:
I enjoyed reading Mr. Ciraolo's
article in the July 2002 edition of the JPTOS, which is entitled
"Application of the Corroboration Requirement to Interference Proceedings
and Other Sections of 102." For the
benefit of the patent bar, I must point out the following inaccuracies in the
article.
Mr. Ciraolo states that "A
party that conceives of the invention first but reduces it to practice last
must show that it exercised diligence, which consists of a continual effort
without any reasonable delay, just prior to the other party's entry into the
field until their own reduction to practice to be awarded priority. [footnote 4
omitted] This inventor will be
considered the junior party and bear the burden of proof during the interference
proceeding." 84 JPTOS 531-32;
emphasis added. That statement is
incorrect. The junior party is defined
by the declaration of the interference based solely upon filing dates, which
has nothing to do with proof of either actual reduction to practice or
diligence. See 37 CFR 1.601(m). Thus, the ultimate burden of proof on
priority is established based upon filing dates. See 37 CFR 1.657 and Brown v. Barbacid, 276 F.3d
1327, 1333, 61 USPQ2d 1236, ___ (Fed. Cir. 2002).
Mr. Ciraolo states that "It
has been held that one co-inventor may not corroborate the evidence of another
co-inventor," citing to Larson v. Johenning, 17 USPO2d 1610, 1613
(PTOBPAI 1990). 84 JPTOS 533. That statement is misleading to the extent
"co-inventor" implies a named inventor. In fact, Larson stands for the proposition that a named
inventor can corroborate if shown by convincing evidence to not be an inventor
of the subject matter defined by the count.[1] Larson explains that the foregoing
proposition is a consequence of the change in 35 USC 116 enabling applications to be filed naming
more than one applicant even when "each [applicant] did not make a
contribution to the subject matter of every claim of the patent." Thus, Larson indicates that a co-inventor may corroborate evidence of
another inventor under appropriate circumstances.
Respectfully,
Richard
A. Neifeld
[1] Larson at 613
("In other words, the burden is on the party asserting that the joint
applicant relied upon as a corroborating witness is not a joint inventor of the
subject matter of the count to establish that fact through convincing evidence
in the record. Cf. Vanderkooi v.
Hoeschele, 7 USPQ2d 1253, 1256 (BPAI 1987).").